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Posted

I have seen some studies that the superiority of spinoffs, in general, is no more.  Perhaps over exploited by CEOs and priced in by the market.   However, perhaps in Canada and other smaller markets there might be alpha here, I have seen it.

Posted (edited)

Doing a 10-12B search on the SEC’s website will return upcoming spin-offs.  I have several pre-filtered SEC searches saved as bookmarks that I can open routinely and find potential special situations ideas .  I’ll post them below.

 

Spin-offs:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=10-12B
 

Tender Offers:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-C

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-I

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2014D9


Going Private:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013E3

 

Large Ownership Stakes:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013D

Edited by Value_Added
Posted
2 hours ago, no_free_lunch said:

I have seen some studies that the superiority of spinoffs, in general, is no more.  Perhaps over exploited by CEOs and priced in by the market.   However, perhaps in Canada and other smaller markets there might be alpha here, I have seen it.

I think that’s correct.  Counting from the spin date, spin-offs have underperformed the market as a group in the last few years

 Totally different situation from 20 years ago when Greenblatt wrote about the opportunity.

I think management have learned to spin off turds with too much debt. That does not mean that opportunities can’t be found.

Posted
2 hours ago, no_free_lunch said:

I have seen some studies that the superiority of spinoffs, in general, is no more.  Perhaps over exploited by CEOs and priced in by the market.   However, perhaps in Canada and other smaller markets there might be alpha here, I have seen it.

A pen study from 1996 suggests that I spin-offs produce returns on average of 10% more than the market average in the 3 years following the spin-off itself. I, myself, have not received these level of return but of gotten close a number of times.

Posted
43 minutes ago, Spekulatius said:

I think that’s correct.  Counting from the spin date, spin-offs have underperformed the market as a group in the last few years

 Totally different situation from 20 years ago when Greenblatt wrote about the opportunity.

I think management have learned to spin off turds with too much debt. That does not mean that opportunities can’t be found.

I remember reading that and thinking it was genius. Yet to achieve those level of returns.

Posted
2 hours ago, Value_Added said:

Doing a 10-12B search on the SEC’s website will return upcoming spin-offs.  I have several pre-filtered SEC searches saved as bookmarks that I can open routinely and find potential special situations ideas .  I’ll post them below.

 

Spin-offs:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=10-12B
 

Tender Offers:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-C

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-I

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2014D9


Going Private:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013E3

 

Large Ownership Stakes:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013D

Much appreciated. Cheers

Posted
1 hour ago, Fundmanagerthrwawy said:

I remember reading that and thinking it was genius. Yet to achieve those level of returns.

 

You can still find some gems, but it's more a scavenger hunt now.  Some clues that I have found to be useful are 1) how much do insiders own in the spinoff entity, and 2) if a company is splitting, where is the CEO going?.  An example of number 1,  In Vitesse, besides the stock based compensation, the insiders bought a lot of stock with their own money. http://openinsider.com/search?q=vts  An example of number 2 is Vista Outdoor.  It's splitting into 2 companies of roughly the same size.  I thought the RemainCo looked more interesting, but the CEO has announced that he is going to the Spinco, and he's leaving the RemainCo with a lot of the debt, which means I will have to take a closer look. Another example of number 2 is Bausch Health, formerly Valeant. If I recall the CEO left when the crown jewel (Bausch and Lomb) was spun off and left the debt laden RemainCo to fend for itself. The debt holders were threatening to sue the last time I checked. 

Posted
4 hours ago, Saluki said:

 

You can still find some gems, but it's more a scavenger hunt now.  Some clues that I have found to be useful are 1) how much do insiders own in the spinoff entity, and 2) if a company is splitting, where is the CEO going?.  An example of number 1,  In Vitesse, besides the stock based compensation, the insiders bought a lot of stock with their own money. http://openinsider.com/search?q=vts  An example of number 2 is Vista Outdoor.  It's splitting into 2 companies of roughly the same size.  I thought the RemainCo looked more interesting, but the CEO has announced that he is going to the Spinco, and he's leaving the RemainCo with a lot of the debt, which means I will have to take a closer look. Another example of number 2 is Bausch Health, formerly Valeant. If I recall the CEO left when the crown jewel (Bausch and Lomb) was spun off and left the debt laden RemainCo to fend for itself. The debt holders were threatening to sue the last time I checked. 

Great insights. Thanks a lot much appreciated!

Posted
4 hours ago, Saluki said:

 

You can still find some gems, but it's more a scavenger hunt now.  Some clues that I have found to be useful are 1) how much do insiders own in the spinoff entity, and 2) if a company is splitting, where is the CEO going?.  An example of number 1,  In Vitesse, besides the stock based compensation, the insiders bought a lot of stock with their own money. http://openinsider.com/search?q=vts  An example of number 2 is Vista Outdoor.  It's splitting into 2 companies of roughly the same size.  I thought the RemainCo looked more interesting, but the CEO has announced that he is going to the Spinco, and he's leaving the RemainCo with a lot of the debt, which means I will have to take a closer look. Another example of number 2 is Bausch Health, formerly Valeant. If I recall the CEO left when the crown jewel (Bausch and Lomb) was spun off and left the debt laden RemainCo to fend for itself. The debt holders were threatening to sue the last time I checked. 

 

10 minutes ago, Fundmanagerthrwawy said:

Great insights. Thanks a lot much appreciated!

 

I still painfully remembered with FCAU spinned off RACE.. I sold RACE and bought more FCAU. Stupid Stupid Stupid. 

Posted
On 9/9/2023 at 8:11 AM, Value_Added said:

Doing a 10-12B search on the SEC’s website will return upcoming spin-offs.  I have several pre-filtered SEC searches saved as bookmarks that I can open routinely and find potential special situations ideas .  I’ll post them below.

 

Spin-offs:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=10-12B
 

Tender Offers:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-C

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%20TO-I

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2014D9


Going Private:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013E3

 

Large Ownership Stakes:

 

https://www.sec.gov/edgar/search/#/category=custom&forms=SC%2013D

 

Thank you, it is very gracious of you to share your work.

  • 2 weeks later...

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