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hunterny

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  1. http://www.businesswire.com/news/home/20170615006403/en/Dhandho-Funds-Close-Liquidate-Dhandho-Junoon-ETF Dhando Junoon ETF liquidating
  2. Thanks for the feedback so far. Can anyone point me to the rules governing these questions online? I live in Texas and my investor friends live in Texas.
  3. Does anyone know if the regulatory/compliance aspect is minimized if you are just setting up an LP that only has one or two friends as investors? For example, is there a requirement to become an RIA because you are managing money for someone else? I work in a non-investing role at a PE fund. If I were to invite two friends to buy interests in an LP for which I was the custodian of its investing account, I would disclose the holdings of that account regularly to my firm, for compliance purposes. But I'm wondering if I would also be required to become an RIA or complete any other securities licensing? I do have a CFA.
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